Financial Crime Training Courses

Financial Crime Training

Financial Crime Courses

Financial Crime Course Outlines

Code Name Duration Overview
amlctf Anti-Money Laundering (AML) and Combating Terrorist Financing (CTF) 14 hours Audience All Senior Management who need a working knowledge of AML / CTF and their prevention – and an awareness of the other relevant and current Financial Crime issues; Format of the course A combination of: Facilitated Discussions Slide Presentations Case Studies Examples Course Objectives By the end of this course, delegates will be able to: Explain how AML and CTF might be prevented Understand the major facets of AML and CTF as they apply to their companies and the national and international efforts being made to combat them Define the ways in which a company and its staff should protect themselves against the risks of Money Laundering and Terrorist Financing Detail how a company might become a target for Money Laundering and Terrorist Financing: and explain which “red flags” might help them to identify, prevent and report any (suspicious or actual) criminal activity Understand some of the other “hot spots” in Financial Crime Anti-Money Laundering (AML) and Countering Terrorist Financing (CTF) Understanding Money Laundering and Terrorist Financing What are AML and CTF: and how do they work? The Criminalisation of Money Laundering and Terrorist Financing: and the types of crimes caught under the Financial Crime Prevention legislation The expansion of Money Laundering from drugs to corruption to terrorism The International Community’s response to AML and CTF The International Community’s response to AML and CTF post-9/11 Especially the Financial Action Task Force (FATF): Its membership categories (this can include a section on particular countries&rsquo membership) Its 40 Recommendations for AML and a further 9 Recommendations on CTF Its influence over domestic and international legislation Compliance with Anti-Money Laundering Legislation International Legislation and legislation applicable to the country where the course is being delivered UK Regulations and Legislation (for comparison): principally The Proceeds of Crime Act 2002 (POCA) Compliance Strategies Internal Controls, Procedures and Policies Cooperation with the Authorities and the Regulators Know Your Customer (KYC) and Identification and Verification (ID&V) Rules Impact on Strategy, Client Relations and Human Resources Recognising and Reporting Suspicious Transactions Statutory Obligations Identifying suspicious transactions Internal and external reporting of suspicious transactions Money Laundering Detection Techniques Prevention, Detection and Due Diligence Early-Warning Mechanisms The Future Where are today’s hotspots…? What next for AML / CTF…? Other Financial Crime Hotspots Fraud Information Security Market Abuse and Insider Dealing Sanctions
pdifinc Preventing, Detecting and Investigating Financial Crime 14 hours Audience The course should be attended by staff handling all financial transactions, particularly the receipt and transfer of client funds and should include Managers and staff in: Operational and Processing areas Financial and Product Control Sales, Marketing and Business Development Treasury and Risk Management Audit, Internal Control and Compliance …as well as all Senior / Middle Management concerned about Financial Crime Format of the course A combination of: Facilitated Discussions Slide Presentations Case Studies Examples By the end of the course, delegates will be able to: Understand the latest legislative and regulatory developments, at the national and international levels, on Financial Crime Assess the impact of these developments on a bank’s strategy, regulatory-risk management, and client relations Recognise “red flags” for new, rapidly changing, and forms of Financial Crime – and be able to react to them Devise appropriate risk controls, compliance strategies, and early-detection mechanisms. Understanding Money Laundering What is Money Laundering? Why does the international community need to combat Money Laundering? The Criminalisation of Money Laundering – and how more crimes are now interpreted as Money Laundering The expansion of Money Laundering: from drugs to corruption to terrorism The Stages of Money Laundering Types of products and services used by Money Launderers Money Laundering techniques explained: Placement Layering Integration The International Community’s response to Money Laundering post-9/11 Combating Terrorist Financing (CTF) OFAC: the Office of Foreign Assets Control – which has global reach The US Patriot Act – which also has global reach International Sanctions Compliance with Anti-Money Laundering Legislation The International Anti-Money Laundering Effort The Financial Action Task Force (FATF): FATF’s membership categories FATF’s 40 Recommendations on Money Laundering FATF’s guidance on CTF UK Regulations and Legislation and how they have become the template for many countries’ legislation The Problem of Offshore Finance and Tax Havens Individual Banks’ / Companies’ Compliance Strategies Internal Controls, Procedures and Policies Arrangements required to combat Money Laundering Compliance Monitoring Cooperation with the Authorities and the Regulators “Know Your Customer” Rules Identification and Verification (ID&V) Impact on Strategy, Client Relations and Human Resources Recognising and Reporting Suspicious Transactions Statutory Obligations Internal reporting of suspicious transactions External reporting procedures Record-keeping Document retention Document retrieval Money Laundering Detection Techniques Prevention, Detection and Due Diligence “Red Flags” on client transactions Suspicious transactions Early-Warning Mechanisms Financial Intelligence Profiling a company’s clients Using the information companies have about their clients to try to predict who might be involved in Financial Crime Bribery & Corruption What are Bribery & Corruption? The UK’s Bribery & Corruption Act 2010 N.B Although this is a piece of UK legislation its impact is truly global: it “catches” all UK companies’ overseas offices and all UK nationals working for companies outside the UK Its offences and protections Dealing with Financial Fraud Recognising those clients most likely to become involved in Fraud Recognising Types of Fraud Detection, Red Flags and Early-Warning Mechanisms Major Fraud Types Payment Fraud Plastic Card Fraud International Trade Fraud – especially in Documentary Letters of Credit Prime Bank Instrument Fraud and Ghost Money …and, of course, fraud that is perpetrated by bank staff: Internal Fraud Other Financial Crimes Identity Theft and “Phishing”
CRS CRS: Getting started with foreign financial reporting and Automatic Exchange of Information 14 hours The Common Reporting Standard (CRS) is an OECD standard which calls on international jurisdictions to obtain information from their financial institutions and automatically exchange that information with other jurisdictions on an annual basis. The Standard requires all reports to be sent electronically in a format known as CRS XML. To resolve errors related to file preparation and incomplete or inaccurate record information, the CRS Status Message XML Schema was created to check for file and record errors in the CRS XML Schema file. In this training, participants will learn the basic structure of the CRS XML Schema and CRS Status Message XML Schema steps for processing these files steps for converting Excel files to XML schema files steps for filing with their respective jurisdiction Audience Financial institution managers Regulatory compliance managers and consultants Tax administrators IT support engineers Format of the course Part lecture, part discussion, exercises and heavy hands-on practice Introduction     CRS as a "successor" to FATCA     How Automatic Exchange of Information (AEOI) works     Driving principle: reporting foreign tax residents to their tax administrations Initiating a CRS implementation project     Implementation roadmap     Assembling and training the CRS project team     Outlining CRS procedures     Modifying contractual terms and agreements     Setting up classification and reporting systems     Achieving data collection readiness     Registering with local authorities Technical aspects of compliance     Back office and IT requirements     Data collection and exchange Overview of XML document formats used in CRS     Viewing .xsd and .xml files     CRS elements and attribute names     Other terminology Converting non-XML files to XML format     Converting MS Excel data to XML data     Converting other formats to XML Working with CRS XML Schema     FATCA XML schema as a blueprint for the CRS reporting schema     Structure of CRS XML Schema     Validation elements for automated validation checks     Information required in data elements     Correcting data items to allow for automatic processing Locating required information in CRS XML Schema     Financial data that needs to be reported     Locating the data elements Working with CRS Status Message XML Schema     Structure of CRS Status Message XML Schema     Validating CRS XML Schema     Processing file errors (fundamental errors)     Processing record errors (data quality errors)     Reporting errors Customizing the standard reporting schema     Tailoring to local reporting requirements How CRS information is exchanged     Sample sequence of exchanges between jurisdictions     Preparing and sending a request     Receiving and checking a request       Gathering the requested information       Replying to the request     Providing feedback Approaches to filing     Manual vs automated processes for CRS reporting     Self-developed CRS reporting systems     External packages that integrate with organisation's systems     Online solutions for CRS reporting     Outsourcing CRS reporting Communication with clients and tax administrations     Reporting what data has been transmitted to the authorities Addressing technical and operational challenges Leveraging resources     Project managers and tax and compliance experts     Previous FATCA implementation projects     Documented procedures     Technical systems Advanced topics     Crafting sample CRS XML files by hand (for technical teams) Closing remarks

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Course Discounts

Course Venue Course Date Course Price [Remote / Classroom]
MATLAB Programming Bydgoszcz, ul. Dworcowa 94 Thu, 2017-10-19 09:00 4356PLN / 1952PLN
Projektowanie stron na urządzenia mobilne Kielce, ul. Warszawska 19 Thu, 2017-10-19 09:00 2624PLN / 1305PLN
Adobe InDesign Wrocław, ul.Ludwika Rydygiera 2a/22 Mon, 2017-10-23 09:00 1881PLN / 1027PLN
Adobe Premiere Pro Gdynia, ul. Ejsmonda 2 Mon, 2017-10-23 09:00 3960PLN / 2480PLN
Administration of Linux System Gdynia, ul. Ejsmonda 2 Tue, 2017-10-24 09:00 4950PLN / 3225PLN
Adobe Photoshop Elements Lublin, ul. Spadochroniarzy 9 Wed, 2017-10-25 09:00 1881PLN / 1127PLN
Business Analysis, BABOK V3.0 and IIBA Certification Preparation Kraków, ul. Rzemieślnicza 1 Wed, 2017-10-25 09:00 9405PLN / 5903PLN
Zaawansowana administracja MySQL Poznan, Garbary 100/63 Thu, 2017-10-26 09:00 3416PLN / 2108PLN
Effective working with spreadsheet in Excel Warszawa, ul. Złota 3/11 Thu, 2017-10-26 09:00 2475PLN / 1225PLN
Node.js Olsztyn, ul. Kajki 3/1 Thu, 2017-10-26 09:00 3861PLN / 2431PLN
Advisory & Leadership Skills Wrocław, ul.Ludwika Rydygiera 2a/22 Mon, 2017-10-30 09:00 8524PLN / 2983PLN
Projektowanie stron na urządzenia mobilne Bielsko-Biała, Al. Armii Krajowej 220 Thu, 2017-11-02 09:00 2624PLN / 1605PLN
SQL language in MSSQL Wrocław, ul.Ludwika Rydygiera 2a/22 Thu, 2017-11-02 09:00 2970PLN / 1143PLN
Excel For Statistical Data Analysis Warszawa, ul. Złota 3/11 Thu, 2017-11-02 09:00 2673PLN / 1291PLN
SQL Advanced in MySQL Warszawa, ul. Złota 3/11 Thu, 2017-11-02 09:00 1881PLN / 1141PLN
Test Automation with Selenium Łódź, ul. Tatrzańska 11 Mon, 2017-11-06 09:00 7722PLN / 3474PLN
Symfony 3 Kraków, ul. Rzemieślnicza 1 Mon, 2017-11-06 09:00 6930PLN / 3300PLN
Oracle 11g - SQL language for developers - Workshop Bielsko-Biała, Al. Armii Krajowej 220 Mon, 2017-11-06 09:00 6930PLN / 4140PLN
Programowanie Aplikacji Webowych z Java EE 6 / 7 Zielona Góra, ul. Reja 6 Mon, 2017-11-06 09:00 7722PLN / 3340PLN
Android - The Basics Wrocław, ul.Ludwika Rydygiera 2a/22 Mon, 2017-11-06 09:00 9801PLN / 4180PLN
Java Spring Wrocław, ul.Ludwika Rydygiera 2a/22 Mon, 2017-11-06 09:00 14414PLN / 5970PLN
Quality Assurance and Continuous Integration Wrocław, ul.Ludwika Rydygiera 2a/22 Tue, 2017-11-07 09:00 2673PLN / 1737PLN
Oracle Service Bus 11g - Design and Integration Gdańsk, ul. Powstańców Warszawskich 45 Tue, 2017-11-07 09:00 15315PLN / 5391PLN
Visual Basic for Applications (VBA) in Excel - Introduction to programming Warszawa, ul. Złota 3/11 Tue, 2017-11-07 09:00 3564PLN / 1691PLN
Programming for Biologists Warszawa, ul. Złota 3/11 Tue, 2017-11-07 09:00 11781PLN / 3745PLN
UML in Enterprise Architect (workshops) Warszawa, ul. Złota 3/11 Wed, 2017-11-08 09:00 5940PLN / 3570PLN
Managing Configuration with Ansible Warszawa, ul. Złota 3/11 Wed, 2017-11-08 09:00 16612PLN / 5634PLN
Tableau Advanced Gdynia, ul. Ejsmonda 2 Wed, 2017-11-08 09:00 7425PLN / 2975PLN
JMeter Fundamentals Warszawa, ul. Złota 3/11 Wed, 2017-11-08 09:00 1871PLN / 824PLN
Adobe Premiere Pro Gdańsk, ul. Powstańców Warszawskich 45 Thu, 2017-11-09 09:00 3960PLN / 2480PLN
Financial analysis in Excel Warszawa, ul. Złota 3/11 Thu, 2017-11-09 09:00 2079PLN / 1093PLN
Nagios Core Gdańsk, ul. Powstańców Warszawskich 45 Mon, 2017-11-13 09:00 13919PLN / 4968PLN
Visual Basic for Applications (VBA) in Excel - Advanced Gdańsk, ul. Powstańców Warszawskich 45 Mon, 2017-11-13 09:00 3069PLN / 1773PLN
Website Development in PHP Szczecin, ul. Sienna 9 Mon, 2017-11-13 09:00 2970PLN / 1344PLN
DTP (InDesign, Photoshop, Illustrator, Acrobat) Bielsko-Biała, Al. Armii Krajowej 220 Mon, 2017-11-13 09:00 5940PLN / 3730PLN
Data Analysis with Oracle 11g - workshop Gdynia, ul. Ejsmonda 2 Mon, 2017-11-13 09:00 9900PLN / 4664PLN
Adobe Illustrator Lublin, ul. Spadochroniarzy 9 Tue, 2017-11-14 09:00 2871PLN / 1648PLN
Linux Fundamentals Kraków, ul. Rzemieślnicza 1 Tue, 2017-11-14 09:00 10128PLN / 3869PLN
ADO.NET 4.0 Development Warszawa, ul. Złota 3/11 Tue, 2017-11-14 09:00 20176PLN / 6914PLN
Visual Basic for Applications (VBA) in Excel - Advanced Warszawa, ul. Złota 3/11 Wed, 2017-11-15 09:00 3069PLN / 1623PLN
Access Basics Szczecin, ul. Sienna 9 Mon, 2017-11-20 09:00 3465PLN / 1550PLN
OCEB2 OMG Certified Expert in BPM - Fundamental Exam Preparation Warszawa, ul. Złota 3/11 Mon, 2017-11-20 09:00 11880PLN / 4760PLN
Introduction to Selenium Poznan, Garbary 100/63 Wed, 2017-12-20 09:00 1871PLN / 824PLN
Adobe Photoshop Warszawa, ul. Złota 3/11 Wed, 2017-12-20 09:00 1881PLN / 1152PLN

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