The Compliance and MLRO Refresher Programme Training Course

Primary tabs

Duration Duration

7 hours (usually 1 day including breaks)

Overview Overview

The Compliance and MLRO Refresher Programme examines the key risk management issues and topics that are of vital importance in today’s highly-regulated environment. As well as being targeted at Compliance Officers, MLROs, MLCOs and other risk management professionals it is also aimed at members of senior management and board members keen to know more about what to expect from the risk control functions within their organisations. The Programme is lectured by subject-matter-expert from the UK.

The key learning objective of the Programme is to equip attendees with sufficient knowledge to assess objectively the adequacy of their organisation’s existing risk management controls and practices and to make appropriate enhancements.

Course Outline Course Outline

Identifying and Evaluating Key Risks

  • Analysing the role of the Compliance Officer, the MLRO, the MLCO, Internal Audit and the Board
  • What makes an effective Compliance Officer?
  • Accountability of the Compliance Officer
  • Interdependencies with other control functions
  • Primary, secondary and on-demand compliance
  • The Compliance Officer’s Activities – and the support required

Designing and Implementing an Effective Compliance Framework including a Monitoring Programme

  • Analysing legal and regulatory rules
  • Identifying risks
  • Designing control and procedures
  • Generating management information
  • Creating an effective compliance culture
  • Monitoring

Compliance and Corporate Governance

  • Concepts in Corporate Governance and how these help manage risk
  • Whistle blowing
  • Role of the director
  • Creating an effective board
  • Differentiating the roles of the executive and non executive director
  • Creating and effectively utilising Corporate Governance committees e.g. Audit, Remuneration
  • Financial reporting and Corporate Governance
  • The Turnbull Report and effective risk management

The Latest Local and International Regulatory Issues Surrounding Compliance and Financial Crime Prevention

  • Issues in Compliance
  • Issues in Anti-Money Laundering (AML) and Combating Terrorist Financing (CTF)
  • Issues in Fraud
  • Issues in Identity Theft
  • Issues in Phishing

Managing the Risk of Money Laundering

  • Offshore Issues, PEPs and EPs
  • Know Your Client (KYC) and Identification & Verification (ID&V)
  • A Risk-Management Approach
  • Case studies

Other Regulatory Risks

  • Information Security and Data Protection
  • Market Abuse and Insider Dealing
  • Bribery and Corruption
  • Sanctions
  • …and other types and Risks in on-shore and off-shore Banking

Human Factors in Risk Management

  • Understanding the importance of human error in procedures-driven environments
  • Common human factor problems
    • Steep authority gradients
    • Reliance vacuums
    • Dominant individuals
  • Identifying and addressing human factor issues
  • Developing an effective compliance culture

Criminal Abuse of Private Banking Services, Trusts and Corporate Services companies

  • Offshore companies and corporate services analysed
  • Offshore trusts and trustee services analysed
  • The criticality of fiduciary duty
  • Understanding commercial rationale
  • AML trust and company vulnerabilities
  • Examples of abuse
  • Case studies

Bookings, Prices and Enquiries

Guaranteed to run even with a single delegate!
Public Classroom Public Classroom
From 1879PLN
(78)
Public Classroom
Participants from multiple organisations. Topics usually cannot be customised
Private Classroom
Participants are from one organisation only. No external participants are allowed. Usually customised to a specific group, course topics are agreed between the client and the trainer.
Private Remote
The instructor and the participants are in two different physical locations and communicate via the Internet. More Information

The more delegates, the greater the savings per delegate. Table reflects price per delegate and is used for illustration purposes only, actual prices may differ.

Number of Delegates Public Classroom Private Remote
1 1879PLN 5540PLN
2 2035PLN 3865PLN
3 2086PLN 3307PLN
4 2112PLN 3028PLN
Cannot find a suitable date? Choose Your Course Date >>
Too expensive? Suggest your price

Related Categories

Related Courses


Upcoming Courses

VenueCourse DateCourse Price [Remote / Classroom]
Zakopane ul. Jagiellońska 30 Fri, 2017-06-09 09:005540PLN / 2029PLN
Lublin, ul. Spadochroniarzy 9Fri, 2017-06-09 09:005540PLN / 1929PLN
Zielona Góra, ul. Reja 6Mon, 2017-06-12 09:005540PLN / 1929PLN
Poznan, Garbary 100/63Tue, 2017-06-13 09:005540PLN / 1879PLN
Białystok, ul. Malmeda 1Fri, 2017-06-16 09:005540PLN / 2029PLN

Course Discounts

Course Venue Course Date Course Price [Remote / Classroom]
Facebook in advertising and marketing Poznan, Garbary 100/63 Fri, 2017-05-26 09:00 1881PLN / 952PLN
Python Programming Szczecin, ul. Sienna 9 Mon, 2017-05-29 09:00 10000PLN / 4448PLN
Facebook in advertising and marketing Lublin, ul. Spadochroniarzy 9 Fri, 2017-06-02 09:00 1881PLN / 1002PLN
MongoDB for Administrators Kraków, ul. Rzemieślnicza 1 Tue, 2017-06-06 09:00 3861PLN / 2087PLN
Oracle 11g - Programming with PL / SQL I - Workshops Wroclaw, ul.Ludwika Rydygiera 2a/22 Tue, 2017-06-06 09:00 5990PLN / 2939PLN
Adobe Photoshop Elements Gdynia, ul. Ejsmonda 2 Wed, 2017-06-07 09:00 1881PLN / 1127PLN
Microsoft Office Excel - moduł Business Intelligence Gdynia, ul. Ejsmonda 2 Wed, 2017-06-07 09:00 2673PLN / 1391PLN
Adobe Photoshop Elements Gdańsk, ul. Powstańców Warszawskich 45 Wed, 2017-06-07 09:00 1881PLN / 1127PLN
Adobe InDesign Poznan, Garbary 100/63 Thu, 2017-06-08 09:00 1881PLN / 1027PLN
Design Patterns in C# Poznan, Garbary 100/63 Thu, 2017-06-08 09:00 3861PLN / 1830PLN
SQL Fundamentals Gdańsk, ul. Powstańców Warszawskich 45 Thu, 2017-06-08 09:00 3663PLN / 1610PLN
Visual Basic for Applications (VBA) in Excel - Introduction to programming Gdynia, ul. Ejsmonda 2 Mon, 2017-06-12 09:00 3564PLN / 1891PLN
DTP (InDesign, Photoshop, Illustrator, Acrobat) Opole, Wladyslawa Reymonta 29 Mon, 2017-06-12 09:00 5940PLN / 4230PLN
Visual Basic for Applications (VBA) in Excel - Advanced Warszawa, ul. Złota 3/11 Mon, 2017-06-12 09:00 3069PLN / 1623PLN
Spring and Hibernate in Java Applications Poznan, Garbary 100/63 Tue, 2017-06-13 09:00 7722PLN / 3358PLN
Drools Rules Administration Wroclaw, ul.Ludwika Rydygiera 2a/22 Wed, 2017-06-14 09:00 21196PLN / 7023PLN
Adobe LiveCycle Designer Poznan, Garbary 100/63 Mon, 2017-06-19 09:00 2970PLN / 1885PLN
Build applications with Oracle Application Express (APEX) Katowice ul. Opolska 22 Mon, 2017-06-19 09:00 9801PLN / 4720PLN
Front End Developer Rzeszów, Plac Wolności 13 Mon, 2017-06-19 09:00 23000PLN / 7970PLN
Creating and managing Web sites Poznan, Garbary 100/63 Mon, 2017-06-19 09:00 5841PLN / 2298PLN
Introduction to Selenium Warszawa, ul. Złota 3/11 Thu, 2017-06-22 09:00 1871PLN / 824PLN
Javascript And Ajax Rzeszów, Plac Wolności 13 Mon, 2017-06-26 09:00 5841PLN / 3655PLN
Introduction to Programming Gdańsk, ul. Powstańców Warszawskich 45 Mon, 2017-06-26 09:00 5742PLN / 4121PLN
Implementation and Administration of Elasticsearch Wroclaw, ul.Ludwika Rydygiera 2a/22 Wed, 2017-06-28 09:00 20800PLN / 6903PLN
Effective interpersonal communication with elements of assertiveness Wroclaw, ul.Ludwika Rydygiera 2a/22 Thu, 2017-06-29 09:00 5148PLN / 1430PLN
Elasticsearch Advanced Administration, Monitoring and Maintenance Gdańsk, ul. Powstańców Warszawskich 45 Tue, 2017-07-04 09:00 17741PLN / 5876PLN
Nginx Setup, Configuration and Administration Bydgoszcz, ul. Dworcowa 94 Wed, 2017-07-05 09:00 6930PLN / 2850PLN
SQL Fundamentals Warszawa, ul. Złota 3/11 Mon, 2017-07-10 09:00 3663PLN / 1510PLN
SIP protocol in VoIP Poznan, Garbary 100/63 Mon, 2017-07-17 09:00 15929PLN / 5427PLN
Excel VBA Introduction Wroclaw, ul.Ludwika Rydygiera 2a/22 Wed, 2017-08-02 09:00 2376PLN / 1192PLN
Programming in WPF 4.5 Lublin, ul. Spadochroniarzy 9 Wed, 2017-08-16 09:00 6435PLN / 2443PLN
Creating and managing Web sites Poznan, Garbary 100/63 Mon, 2017-09-25 09:00 5841PLN / 2298PLN

Course Discounts Newsletter

We respect the privacy of your email address. We will not pass on or sell your address to others.
You can always change your preferences or unsubscribe completely.

Some of our clients