Plan Szkolenia

The Global Capital Markets

  • What is a ‘financial market place’
  • Historical development of today’s global financial market
  • The role of the financial media
  • Structure of the major capital markets:
    • Exchanges, Clearers, Regulators
    • The modern day surge in global investment
    • The different types of ‘Stock Exchanges’
    • Where Stock Exchanges fit in today’s markets
    • US, European, Middle Eastern and Asian Stock Exchanges

Financial Markets Regulation:

  • Capital Adequacy Requirement
  • Basel I
  • Basel II
  • Basel III and its implications
  • Source for New Product Development

The Different Asset Classes and Their Markets

  • What is traded on Stock Exchanges today?
  • Equities – Common and Preferred
  • Bonds – Corporate and Government
  • Bonds – Fixed, Floating and Zero coupon, the Yield Curve
  • Money Market instruments
  • The currency markets
  • Why do investors buy them, and what makes them sell?
  • Income/Capital Gain
  • The relationships between the various asset classes
  • How Exchange traded and Over-The-Counter markets interrelate

Short Term Money Market

  • Certificates of deposit
  • T Bills
  • Commercial paper
  • Trade paper & BAs
  • Market norms and practices
  • Market participants

The Different Types of Stock Exchange investor

  • Investors
  • Fund managers
  • Hedge funds
  • Stock Exchange participants
  • Investment banks, Stockbrokers, Hedge Funds and Prime Brokers
  • Intra-market relationships – the buy and sell side of the industry

The Role of the Stock Exchange

  • Where are these products traded?
  • The importance of the OTC market
  • The past development of Stock Exchanges
  • The main Stock Exchanges in today’s markets
  • US, European and Asian Markets and their differing architecture
  • Asset classes traded on different Stock Exchanges around the world
  • The major Primary and Secondary markets
  • New York, Euronext, London, Shanghai, Hong Kong
  • The attraction of “listed” companies to investors
  • Using Stock Exchanges to pool liquidity and raise capital
  • Methods of Capital Raising
  • ‘Floating’ the company – different methods

Clearing & Settlement

  • Settlement and settlement risk
  • The different Settlement Conventions in the major markets
  • Equities, Bonds and derivatives
  • The process for Derivatives Clearing
  • The Central Counterparty (CCP)
  • CCP services provided to Stock Exchanges
  • Margin
  • The security trade settlement process
  • Pre-settlement
  • Settlement
  • Potential problems – unmatched trades, delayed settlement, bad delivery
  • Stock Exchange Settlement Discipline
  • The ‘life cycle of a trade’– how the process links up from trade to settlement
  • The role of International Central Securities Depositories (ICSDs) and Central Securities Depositories (CSDs) – LCH.Clearnet, Euroclear,Crest, Clearstream International, the DTC

Custody

  • The role of Custodians in the Stock markets
  • Settlement and safe keeping
  • Income collection and Corporate Actions
  • Cash management and funding transactions
  • Additional services
  • Accounting
  • Stock Lending and collateral management
  • Trustee services
  • Valuation reports

Alternative Investments

  • What are Alternative Investments?
  • Structured products - Risks and returns
  • Hedge funds - Risks and Control
  • Venture Capital Valuation issues, Risk and Control
  • Private Equity/Angel Finance
  • The use of derivatives in Asset Management
  • OTC vs ETD
  • Types of Derivatives used in Asset Management
  • Futures
  • Options
  • Risks and controls associated with derivatives, including documentation, valuation and reporting issues

The Management of Quoted Equity Investment

  • The risks associated with acquiring securities
  • The risks associated with managing securities
  • Risk associated with corporate actions
  • Pricing of quoted equity investments
  • Major sources of risk
  • General controls within equity investment
  • Risks associated with international equity markets

The Management of Quoted Fixed Income Investment

  • The risks associated with acquiring and disposing of fixed income securities
  • The use of ratings and associated risk issues
  • The risks associated with pricing of fixed income securities
  • Risk and controls within the corporate fixed income processing
  • Risks associated with Government Securities
  • Sovereign risk ratings
  • The valuation of government securities
  • Risk and controls within sovereign bond processing

The Market and Credit Risks of investing in Global Market

  • Market risks
  • VAR calculations
  • Market risk modelling
  • Credit Risks
  • Measuring Credit risks
  • Global Market Risks
  • Money Market Risks
  • OTC Risks
  • Exchange risks
  14 godzin
 

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